Free FINRA Series-7 Exam Questions

Become FINRA Certified with updated Series-7 exam questions and correct answers

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Total 405 Questions | Updated On: Jul 28, 2025
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Question 1

A NYSE floor member executing an order for a public customer asks the specialist in the stock to guarantee a price while giving the customer an opportunity to obtain a better price. This procedure is known as:


Answer: B
Question 2

Bubba plans to borrow some money and pledge securities as collateral. Which of the following can he not use as collateral?


Answer: A
Question 3

Which of the following pays interest at maturity only? 


Answer: B
Question 4

An investment company incapable of issuing a long-term debt instrument is: 


Answer: D
Question 5

Which of the following has the greatest risk? 


Answer: A
Page:    1 / 81      
Total 405 Questions | Updated On: Jul 28, 2025
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