Free FINRA Series-6 Exam Questions

Become FINRA Certified with updated Series-6 exam questions and correct answers

Page:    1 / 66      
Total 328 Questions | Updated On: Jul 29, 2025
Add To Cart
Question 1

Which of the following do not fall under the category of “advertisement,” as defined by FINRA? I. scripts used in telemarketing the products of the member firm II. a website maintained by the member firm III. research reports that the member firm distributes to both its existing clients and its prospective clients IV. sales material that a member firm distributes only to its institutional clients


Answer: C
Question 2

Which of the following formulae is used to calculate the net dividend income per share of a mutual fund?


Answer: A
Question 3

Which of the following investment companies will always be passively managed?  


Answer: B
Question 4

NASDAQ is:


Answer: D
Question 5

stion No: 159 In 2004, your Uncle Oscar purchased 300 shares of Hasbro, Inc. for $19 a share. Uncle Oscar died earlier year and left his Hasbro stock to you. The stock was selling for $44 on the day he died, but by the time you learned that you were the beneficiary of the stock, the price was $47. What is your cost basis in Hasbro?


Answer: B
Page:    1 / 66      
Total 328 Questions | Updated On: Jul 29, 2025
Add To Cart

© Copyrights DumpsCertify 2025. All Rights Reserved

We use cookies to ensure your best experience. So we hope you are happy to receive all cookies on the DumpsCertify.