Free CSI CSC1 Exam Questions

Become CSI Certified with updated CSC1 exam questions and correct answers

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Total 102 Questions | Updated On: Jan 18, 2025

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Question 1

Where docs primary responsibility for gatekeeping inthe securities industry reside?

A : With OS FI

B : With the market surveillance Division of CIRO.

C : With the CIRO dealer members and all Their employees

D : With the provincial securities regulators.

Answer: C

Question 2

Where docs primary responsibility for gatekeeping inthe securities industry reside?

A : With OS FI

B : With the market surveillance Division of CIRO.

C : With the CIRO dealer members and all Their employees

D : With the provincial securities regulators.

Answer: C

Question 3

What is one at the advantages for the company when shares are publicly listed?

A : Need to keep market participants informed.

B : Shareholders goodwill

C : Additional controls on management

D : Additional disclosure.

Answer: B

Question 4

ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?

A : $55

B : $57

C : $53

D : $63

Answer: C

Question 5

What is the settlement date for Government of Canada bones?

A : One business day after the transaction

B : same day me transaction takes place.

C : Two business days after the transaction

D : Three business days after the transaction.

Answer: A

Page: 1 / 21

Total 102 Questions | Updated On: Jan 18, 2025

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