Free CSI CSC1 Exam Questions

Become CSI Certified with updated CSC1 exam questions and correct answers

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Total 102 Questions | Updated On: Oct 27, 2026

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Question 1

When acting as a principal, how do investment dealers generate revenue?

A : Through commissions

B : Thrown tracers.

C : Through brokerage changes.

D : Through spreads on buy/sell prices.

Answer: D

Question 2

Where docs primary responsibility for gatekeeping inthe securities industry reside?

A : With OS FI

B : With the market surveillance Division of CIRO.

C : With the CIRO dealer members and all Their employees

D : With the provincial securities regulators.

Answer: C

Question 3

When acting as a principal, how do investment dealers generate revenue?

A : Through commissions

B : Thrown tracers.

C : Through brokerage changes.

D : Through spreads on buy/sell prices.

Answer: D

Question 4

A large number of well-trained, willing-to-work individuals have given up trying to find employment. All else being equal, how will the labor market indicators be affected by this event.

A : A decrease in the structural unemployment rate.

B : A decrease in the overall unemployment rate.

C : An increase in the participation rate.

D : An increase in the labour force.

Answer: B

Question 5

What is the settlement date for Government of Canada bones?

A : One business day after the transaction

B : same day me transaction takes place.

C : Two business days after the transaction

D : Three business days after the transaction.

Answer: A

Page: 1 / 21

Total 102 Questions | Updated On: Oct 27, 2026

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